We will consider flexible working arrangements for any of our roles and also offer workplace accommodations to ensure you have what you need to effectively deliver in your role.
Key Responsibilities:
* Responsible for delivering high-quality Compliance monitoring activities across the M&G business, including regular testing, thematic, and ad-hoc reviews to ensure compliance with regulations and fair customer outcomes.
* Lead reviews as required by the Compliance Monitoring Manager/Head of Compliance Monitoring & Assurance.
* Consult with Compliance Advisory Teams and Risk teams to plan and target reviews effectively.
* Plan reviews considering regulatory requirements, breaches, complaints, Operational Risk MI, and KPIs.
* Conduct testing; record findings and actions using the compliance workflow tool.
* Ensure issues are mitigated with appropriate actions tracked to completion.
* Draft and issue formal reports to the business.
* Collaborate with Compliance Advisory Teams on themes and review findings for compliance advice.
* Assist in producing periodic reports for Boards and Committees as needed.
* Maintain compliance monitoring risk assessments periodically.
You will have:
* Experience in delivering risk-based Compliance monitoring plans.
* Extensive knowledge of regulatory compliance within asset management.
* Understanding of UK and international regulatory requirements.
Job & Personal Skills:
* Excellent communication skills, both written and oral.
* Strong planning and organizational skills, proactive in approach.
* Self-motivated with high initiative and work ethic.
* Supportive team player with a collaborative approach.
Desirable Qualifications:
* University degree or equivalent.
* Relevant Compliance qualification (e.g., ICA, CISI).
* Job Level: Experienced Colleague.
We value diversity and inclusion at M&G plc, supporting all employees regardless of gender, ethnicity, age, sexual orientation, nationality, disability, military service, or career breaks.
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