Head of Compliance FX/CFD Brokerage
Take control of compliance strategy across multiple global markets, with direct board-level influence and real ownership of how things get done. You’ll shape the compliance framework from the ground up, using your ideas and expertise to improve systems and processes that matter.
There’s a clear path here to becoming a key decision-maker in the business, with direct access to the CEO and opportunities to expand your influence into other areas of the company. You’ll also get a performance-related bonus that reflects the impact you make, along with private health insurance and a solid pension scheme.
You'll lead and manage the compliance function, ensuring the company meets all regulatory requirements across the UK and international markets. This is your chance to build and shape the compliance strategy, with direct input into key decisions and the ability to influence how things are done.
Overseeing transaction reporting and ensuring compliance with FCA, MiFID and EMIR rules
Approving financial promotions and monitoring regulatory developments
Presenting management information on key issues like AML, TCF and staff training
Handling complaints, breaches and conflicts of interest
Acting as the Money Laundering Reporting Officer (MLRO) and overseeing AML processes
You'll work closely with senior management to ensure the business maintains strong compliance systems and controls. You’ll also have the chance to shape the company’s approach to regulatory compliance and make a real impact on how things are done.
Experience as an SMF 16 and 17, with a strong track record in regulatory compliance
Knowledge of CFD businesses and FCA regulations
They’ve built a strong reputation for offering a wide range of trading products and maintaining high standards of regulatory compliance.