TEAM OVERVIEW:
Legal and Compliance
The Legal & Compliance team provides a wide range of services to the organization's business units. The team may help structure complex and sensitive cross-border transactions, advise on new product introductions, develop training programs, or assist in resolving disputes. They work to uphold the firm's strong reputation for integrity and ensure compliance with global regulatory standards through effective policies and procedures. The team also maintains constructive relationships with governmental bodies and regulatory agencies that oversee the firm's operations.
ABOUT THE ORGANIZATION
The company is a
leading global financial services firm
offering a broad range of investment banking, securities, investment management, and wealth management services.
As a market leader, the organization values the talent and dedication of its people, emphasizing integrity, excellence, and teamwork. It provides a strong foundation for professional growth and career development, with a culture that encourages balance, diverse perspectives, and personal well-being.
ROLE OVERVIEW
A position is available within the
EMEA Legal Division
for a
qualified lawyer
to provide transactional legal and regulatory support to the firm's
Sales & Trading divisions
, which include
Fixed Income
and
Institutional Equities
.
The firm is seeking an experienced coverage lawyer with significant expertise in one or more of the following areas:
* OTC derivatives
across various asset classes (including equities and credit) or
securitized derivatives
(such as credit-linked notes or retail structured products); and/or
* Regulatory change and implementation projects
relevant to Sales & Trading divisions, particularly
MiFID II
as it applies in both the EU and the UK.
The role will involve supporting sales and trading teams across the EMEA region and frequent collaboration with colleagues in Compliance, Operations, and other control functions. It is primarily an
advisory role
, not a documentation role, and can be adapted based on the candidate's experience and expertise.
PRIMARY RESPONSIBILITIES:
* Advise on legal questions related to bespoke transactions, standard documentation, terms of business, and regulatory disclosures.
* Provide legal guidance on new product development for EMEA distribution, focusing on legal and reputational risk management.
* Advise on the interpretation and application of EU and UK regulations, including MiFID II (e.g., pre- and post-trade reporting, systematic internaliser regimes).
* Collaborate with Technology, Operations, and other functions to implement regulatory changes.
* Participate in industry discussions, roundtables, and consultations.
SKILLS AND EXPERIENCE:
* Relevant experience in a
major law firm
and/or
in-house at a financial institution
(sell-side or buy-side).
* Strong regulatory background with the ability to interpret and communicate complex regulations clearly.
* In-depth understanding of regulations affecting sales and trading in the UK and EMEA, particularly MiFID II.
* Significant experience across asset classes such as equities, rates, and FX.
* Professional maturity, confidence, and sound judgment.
* Strong teamwork skills across functional areas and jurisdictions.
* Excellent communication skills, both written and verbal, with fluency in English.
* Strong sense of risk awareness and control.
* English-qualified lawyer
(other jurisdictions may be considered).
LOCATION:
London, United Kingdom
Hybrid x4 days on site x1 day WFH
6 Month rolling contract