Your new company
Law Firm based in Bristol
Your new role
In this role you will manage a team and your duties will cover:
1. Managing the Finance Compliance team, completion of performance reviews, setting of objectives, provision of coaching and development, managing performance.
2. Review the team structure, and roles, on a regular basis to ensure it meets business requirements.
3. Ensuring the Reconciliation team bank reconciliations remain compliant.
4. Cover bank reconciliations during times of absence for the Reconciliation Supervisor.
5. Ensuring the Compliance team action necessary tasks to monitor and report UK breaches.
6. Organise and manage external / internal audits and regulator visits for the England & Wales, NI and Scotland for the company.
7. Working with the Finance service centre Managers to help them understand compliance impact on new procedures implemented and improve process to reduce/stop breaches from occurring.
8. Working with the wider business to monitor and keep client balances under control, liaising with key stakeholders to ensure compliant.
9. Working on projects to help ensure any new systems and processes are compliant, and controls are strengthened.
10. Staying up to date with changes to rules across the three regulators, implementing change to internal processes where necessary and flagging areas of f...