Job Description
Compliance and Risk Manager - RemoteJob descriptionBDO Regulatory Solutions are currently recruiting for a Compliance and Risk Manager to join our client, a Fintech company, based in London.We are offering a permanent position starting soon, with an excellent salary, employed via the client.About the role:This role requires a proactive approach and a keen eye for detail, ensuring the compliance framework is robust and effective. You will be a key player in maintaining the commitment to exceptional client service and regulatory adherence.As a Compliance Manager, you will play a vital role in ensuring the operations aligned with the regulatory standards and internal policies. Your responsibilities will include:
* Supplier and client onboarding: Facilitate smooth onboarding processes for suppliers and clients, ensuring compliance with all necessary requirements.
* Respond to client DD questions/RFPs: Address due diligence queries and requests for proposals from clients promptly and accurately.
* Review and update policies: Regularly assess and revise company policies to ensure they meet current regulatory standards.
* Submit FCA filings: Prepare and submit filings to the Financial Conduct Authority, ensuring accuracy and timeliness.
* Prepare board materials for Risk and Compliance: Develop comprehensive materials for board meetings, focusing on risk and compliance matters.
* MLRO report (with assistance): Assist in preparing the Money Laundering Reporting Officer report, ensuring thoroughness and compliance.
* Quality control transaction monitoring: Oversee transaction monitoring processes to maintain high standards of quality control.
* Conduct compliance monitoring: Implement and manage compliance monitoring activities to identify and address potential issues.
* Input on risk register: Contribute to the maintenance and updating of the risk register, ensuring all risks are accurately documented.
* Answer ad hoc R&C questions: Provide clear and informed responses to risk and compliance queries from the business and clients.
* General day-to-day compliance work: Handle all routine compliance tasks, ensuring smooth and efficient operations.
Additional Information:Location: RemoteDuration: Permanent Are you ready to join the team? Click on the link to apply!