Job Description
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Our Client Assets & Safeguarding (CAS) team has an excellent external reputation for provision of high quality regulatory audit and other assurance services to major firms. Our team covers banking and capital markets, investment and asset management, insurance brokers, payment services and e-money firms.
In our team you would have the opportunity to develop deep specialism in your chosen field, working with a client base that includes global leaders in their field. You would also have the opportunity, if wanted, to broaden experience across industry lines within client assets and safeguarding, or more broadly across our Assurance Group, where opportunities include Conduct of Business, ESG, Prudential regulation and legislation.
Typical services we offer within the CAS team are:
* Working alongside financial statement audit teams to perform CASS and Safeguarding audits;
* Providing practical, yet technical, SME input on the more judgemental Client Assets, Payment Services and E-money rules;
* Reviewing control environments, risk frameworks, operating models, governance structures, CASS / Safeguarding footprints, and providing recommendations to senior stakeholders on gaps and enhancements; and
* Performing S166 and shadow S166 reviews of Client Assets and Safeguarding.
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