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Risk and compliance analyst

Manchester
Stone King LLP
Compliance analyst
€40,000 - €60,000 a year
Posted: 18 June
Offer description

About Us

Stone King is an ambitious and friendly firm specialising in the Business & Social Enterprise, Charity, Education, Faith and Private Client sectors. Our collaborative culture and core values are intertwined with our ethos of doing the right thing by our clients, communities, and our people. Our passion for the sectors we work in and the purpose-driven work we do with our clients has resulted in SK being recognised as national leaders in our specialist fields across the country.

The Opportunity

We are looking for someone to join us on a permanent basis as an Internal Auditor to join our Risk and Compliance team here at Stone King in our Bath office.

Reasons to Apply

This is an opportunity to gain invaluable experience across our highly regarded Risk and Compliance Team and Firm, developing key skills and experience.

Key Responsibilities

General duties include, but are not limited to:

* Ensure compliance is met in the file review process across all fee-earners of the firm
* Carry out audits on multiple file areas
* Ensure client's instructions are followed with the SRA ethics being upheld throughout the process
* Matter compliance - following a full audit process of file closure, time recording, billing, undertakings and clean file management

Requirements

Essential

* Legal Knowledge
* Legal experience, either an ex-solicitor or fee-earner equivalent who has transferable knowledge
* Knowledge of matters and client communication
* Knowledge in complaints/negligence
* Experience of time recording and billing
* Experience of SRA Code and Firm's compliance requirements
* Organisation skills
* Lone working skills and time management
* Experience in audit

Desirable

* Experience in a similar role is desirable, although not essential.

Diversity, Equity, and Inclusion

Individual differences are embraced at Stone King, and we strive to create an environment in which people feel supported and able to be themselves. We have a partner-led Diversity, Equity and Inclusion Strategy Group, and a dedicated DE&I Adviser. We are committed to promoting an inclusive working environment that supports the growth and development of all our people, and we welcome applications from candidates of all backgrounds and identities.

Benefits

* Competitive salary
* Profit Share Scheme
* Cycle to work scheme
* Employee Benefit Platform
* Private Medical Insurance
* Life assurance (4 x salary)
* Pension scheme
* 28 days holiday (in addition to statutory UK holidays)
* Additional day allocated for CSR activities per annum

Closing date: 27 January 2025

Stone King LLP is an equal opportunities employer. We are committed to ensuring equality of opportunity by encouraging all our staff to achieve their full potential and guaranteeing that all employment decisions are taken without reference to irrelevant information or discriminatory practices.

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