A long established, well respected IFA Compliance organisation are keen to appoint a Diploma qualified IFA File reviewer.
The role is home based with occupational IFA visits required in the East Midlands region.
Typical responsibilities:
* Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority
* Proactively contact internal clients and seek further information and any necessary clarifications
* Provide feedback to report writers and respond to any follow-up enquiries
* Provide feedback to the Training Program Manager within the group on areas that require further improvement and development in the advice team
* Discuss possible process improvements with management and senior management
* Attend round-table meetings with report writers to discuss themes identified in reviews and suggest areas for improvement
The role is available immediately and will pay c £44- £48k with laptop and fuel expenses. Level 4 qualification is essential. Interviews remotely followed by a meeting with the Directors.
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