Job Description
Compliance Manager (Syndicate) FTC opportunity with a top performing specialty insurer operating within the Lloyd's market. You will focus on supporting the Head of Compliance in the delivery of the Compliance plan and ensure Lloyd's MGA/ syndicate operates in line with company policies and procedures and comply with legal and regulatory requirements.
Key Responsibilities:
* Provide regulatory and compliance advice to the Managing Agency and Syndicate.
* Manage regulatory submissions to Lloyd’s and other regulators, including oversight of returns and company timetables.
* Oversee complaints handling, liaising with Claims, TPAs, Lloyd’s and the Financial Ombudsman Service.
* Maintain and enhance systems and controls (sanctions, financial crime, breaches).
* Conduct compliance reviews of delegated authorities.
* Prepare compliance MI and reports, including papers for the Underwriting Committee.
* Advise the business on regulatory implications of new and existing activities.
* Support contract reviews and data protection/GDPR oversight.
* Oversee conduct risk, product governance, company policies, and record-keeping.
* Manage and support the Compliance Analyst.
* Provide administrative and ad hoc support to the Head of Compliance.
Skills & Experience:
* Strong knowledge of the Lloyd’s market and UK regulatory framework.
* Experience leading compliance initiatives and projects.
* Compliance qualification and/or proven experience with FCA regulation and overseas licensing.