Overview
Compliance Officer role, permanent role paying up to £60k + bonus. 3 days in the office, 2 from home.
Responsibilities
* Conduct monitoring in line with the compliance monitoring plan
* Escalate major issues and/or highlight trends to the Compliance Manager or Head of Compliance
* Implement best practice strategies and gain knowledge of office specific business activities
* Contribute to the overall development of the Compliance function’s strategy
* Drive forward development of Management Information and Business Insights
* Consider the impact of any matters of concern or changes that arise in the business, from regulators, the insurance market or European Commission
* Responsible for horizon scanning and identification of emerging regulatory issues
* Ensure Lockton has in place robust and effective procedures to mitigate regulatory risk
* As required, responsible for regulatory submissions via Connect, Gabriel and any other FCA notifications
* Record breaches and complaints, ensuring appropriate records are maintained and lessons learned with corrective actions implemented to prevent future problems
Person requirements (Essential)
* A solid understanding of the regulatory framework, particularly SMCR and ICOBS and their application within the business
* A working knowledge of compliance monitoring
* Ability to identify opportunities for business efficiency, develop and implement internal systems and controls
* Relevant transferable experience gained from a compliance role
* Ability to build effective and positive business relationships, and deliver solutions to stakeholders
* Ability to be professional and tactful in negotiation – to listen and be influential in achieving objectives
* Proven ability to be flexible and adaptable to an ever-changing environment
* Proven ability in problem solving skills, including the ability to resolve complex issues and devise actionable solutions
* Ability to compile, analyse and interpret management information and data to facilitate decision making
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