Alderley Park Recruitment's notable client based in Alderley Edge is currently recruiting for a Paraplanner based in the centre of Alderley Edge. This is a permanent role and is paying a salary up to £40,000 per annum dependent on experience. 1.
General accountabilities *Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times *Comply with the relevant compliance, FTC, T&C, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the firm at all times *Follow closely the companies Centralised Investment Proposition (CIP) and other advice guidelines * Follow the companies Advice Process at all times *Detailed knowledge and understanding of business compliance procedures *Liaise with clients in a compliant manner as detailed within the firms compliance manual *Keep up-to-date with all relevant product, legislative and technical changes *To provide support to Advisers in completing non-client facing tasks involved in preparing and administrating any recommendations being made to a client *Ensure the maintenance and recording of your own personal Continuing Professional Development (CPD) 2.
Specific accountabilities <...