Legal Compliance Manager
Location: Leicestershire
Salary: Competitive, dependent on experience
Are you a proactive Compliance Manager looking to oversee and manage all aspects of regulatory compliance?
About the Role:
As Compliance Manager, you will play a pivotal role in ensuring the firm meets its obligations under the SRA Standards and Regulations, anti-money laundering (AML) legislation, data protection (GDPR), and other relevant frameworks. You will also lead the handling and resolution of client complaints, supporting a culture of compliance and risk awareness firm-wide.
Key Responsibilities:
* Develop, implement, and maintain firm-wide compliance policies and procedures
* Monitor compliance with SRA Standards, AML, GDPR, and financial crime prevention laws
* Lead investigation and resolution of client complaints in line with requirements
* Manage processes relating to professional negligence claims and liaise with insurers
* Conduct internal audits and compliance reviews
* Deliver training and guidance on compliance to staff at all levels
* Maintain compliance registers and support risk mitigation strategies
* Work collaboratively with the Operations Board and regulatory bodies
* Assist with professional indemnity insurance renewals and risk assessments
What We’re Looking For:
* Proven compliance experience in the UK legal sector
* Strong understanding of SRA Standards, AML, GDPR, and related regulations
* Exceptional attention to detail and strong organisational skills
* Confident communicator able to engage across all levels of the firm
If you’re passionate about compliance and want to contribute to a firm that values integrity and professionalism, we’d love to hear from you.
Contact: 07703832803
Email: JIsherwood@venngroup.com
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