Overview
We are seeking a dedicated Technical Compliance Manager to manage the technical compliance functions, support risk management initiatives, ensure regulatory adherence, and drive continuous improvement in operational standards.
Location: Streets, Newmarket, England, United Kingdom.
This role offers flexibility with remote and/or in-office work. Travel is minimal—typically just one visit per office per year.
Key Responsibilities
* Manage and maintain the firm’s compliance framework, ensuring regulatory standards are consistently met.
* Coordinate compliance activity across the firm, including liaising with Responsible Individuals (RIs) and the Compliance team.
* Support the Audit Compliance Partner and Audit Committee with the implementation and monitoring of compliance initiatives.
* Monitor and report on compliance performance and support action planning for any areas of concern.
* Ensure internal stakeholders are kept informed and up to date on compliance expectations and changes.
* Provide expert guidance to client-facing partners and managers on audit standards, financial reporting, anti-money laundering, ethics, and conflicts of interest.
* Act as the key point of contact for ICAEW compliance-related queries and correspondence.
* Lead the firm’s cold file review process across all offices, ensuring a consistent and robust approach.
* Conduct hot file reviews and Engagement Quality Reviews (EQRs) in line with professional and internal requirements.
* Identify areas for improvement in working practices and contribute to the development of more efficient and compliant procedures.
* Manage the submission of ICAEW Annual Returns for all regulated entities within the firm.
* Coordinate preparation for ICAEW regulatory visits (audit and non-audit), and support follow-up actions post-visit.
* Stay informed of changes in legislation and regulation, updating policies and procedures as required.
* Oversee and coordinate compliance-related training, including induction programs and ongoing CPD.
* Conduct compliance due diligence as part of acquisition and merger activity.
* Review and update internal policies, ensuring continuous alignment with best practices and regulatory standards.
* Monitor outsourced functions to ensure UK compliance obligations are met.
Qualifications
* Qualified Accountant/Auditor (ACA/ACCA or equivalent).
* Experience in a technical or compliance-focused role within an accountancy practice.
* Strong understanding of ICAEW and FRC ethical and regulatory frameworks.
* Experience conducting file reviews and supporting compliance processes.
* Excellent communication skills and the ability to manage relationships across a multi-office structure.
* Experience in a compliance management role within a Top 40 accountancy firm or regulatory body.
* Involvement in acquisition-related compliance due diligence and integration.
* Previous experience in managing or coordinating external regulatory inspections or visits.
Why Join Us
* Play a central role in managing compliance at a national and growing firm.
* Help shape and refine operational compliance processes with the support of senior leadership.
* Collaborate across teams in a culture that values practical, hands-on contribution.
* Enjoy flexible working arrangements that support work-life balance.
* Receive a competitive remuneration and benefits package, including 25 days holiday.
Apply now!
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