Job Description
Compliance Analyst
Asset Management firm
Location: London
Salary: £40K-£45K
Responsibilities:
1. Support compliance reviews and approvals for financial promotions and marketing materials.
2. Assist the Compliance department in implementing the Compliance Monitoring plan and perform monitoring in areas such as best execution and market abuse.
3. Collaborate with team members on policies, procedures, and compliance issues.
4. Perform daily monitoring of client investment restrictions.
5. Maintain and update compliance registers.
6. Assist in completing and submitting periodic compliance reports and regulatory submissions.
7. Advise staff on compliance matters.
8. Monitor regulatory developments and ensure compliance updates.
9. Support compliance-led projects.
10. Manage conflicts of interest within the organization.
Requirements:
Minimum of 2 years' generalist compliance experience within a fund or Asset Management firm.
Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent roles. We are committed to equality and diversity. Suitable candidates with comparable qualifications and experience are encouraged to apply. Salary ranges depend on experience, qualifications, and training. For more information, see our Privacy Notice: https://gb/en/privacy-notice.
#J-18808-Ljbffr