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Conduct risk specialist

London
Arthur Recruitment
Posted: 13 June
Offer description

Job Description

Arthur have partnered with a leading Insurer who are seeking a Conduct Risk Specialist to join their Conduct team. This is a full time, permanent role reporting into the Senior Conduct Risk Manager and will be based in London on a hybrid basis.


Main duties:

* Act as a subject matter expert on Conduct Risk, Consumer Duty, FCA Pricing Practices, and related UK/EU regulatory requirements.
* Support and enhance the Conduct Risk framework, procedures, and systems in the UK and EEA.
* Develop and enhance conduct management information to support operational oversight.
* Conduct regulatory horizon scanning and assess the impact of new conduct-related requirements.
* Assist with regulatory reporting submissions to FCA, ACPR, and Lloyd’s.
* Manage end-to-end complaints handling, including the Lloyd’s CareSmart system and drafting responses.
* Oversee third-party complaints handlers, reviewing performance and complaints trends.
* Handle escalated complaints, including preparing case files and proposing resolution offers.
* Prepare and present conduct and complaints reports for internal committees and regulatory meetings.
* Review delegated authority arrangements from a conduct compliance perspective.
* Participate in annual product reviews to assess fair value.


Experience:

* 4+ years experience within Conduct Risk within Insurance
* Strong experience with Consumer Duty
* Strong experience with Complaint handling
* European Conduct experience is desirable but not essential


Please note this role requires Insurance experience and UK RTW

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