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Head of Business Risk (Compliance), Cambridge
Client:
Blakemore Recruitment
Location:
Cambridge, United Kingdom
Job Category:
Other
-
EU work permit required:
Yes
Job Reference:
6237a80be01f
Job Views:
7
Posted:
25.08.2025
Expiry Date:
09.10.2025
Job Description:
We are currently recruiting for a Financial Planning practice in Cambridgeshire who are looking to recruit a Head of Business Risk.
Job Purpose:
Reports directly to the Compliance Officer who acts as a direct line to regulatory authorities. Tasked with creating strategies and policies to ensure the business is compliant with FCA regulations and that all activities are within the law. You will assess internal processes against current regulations, maintain reporting, and advise and train staff. You will stay updated on regulatory changes and ensure internal policies reflect these changes. You will also manage the Risk Management (RM) Team and its objectives. As part of the Management Team, support the Board to achieve company objectives and provide a positive environment for clients and staff.
Main Duties:
* Communicate company objectives and vision to the team.
* Manage the Risk Management team, including daily responsibilities, welfare issues, development support, and appraisals.
* Develop, review, and update policies, procedures, and client-facing documents.
* Review breaches and determine if they are reportable to the FCA.
* Keep the business updated on legislation, regulation, and best practices; work with the Compliance Officer on their implementation.
* Build risk awareness among staff through support and training.
* Assist in planning and implementing risk management processes.
* Identify and implement continuous improvement initiatives to increase efficiency.
* Assist with risk assessments, analyzing and describing risks affecting the company, employees, clients, reputation, assets, and shareholders.
* Oversee audits of policies and compliance, liaising with auditors.
* Assist with regulatory returns, surveys, and questionnaires.
* Review new contracts and internal business proposals.
* Manage relationships with third-party compliance support providers.
* Assist with the implementation of the Training and Competency Scheme.
* Ensure the firm’s Data Protection under GDPR.
* Create and maintain records for management information and reports for the Board.
* Lead a culture of compliance.
General:
* Comply with the Senior Managers & Certification Regime and Conduct Rules.
* Adhere to the company handbook and policies.
* Follow compliance requirements and procedures guided by Risk Management and FCA regulations.
Experience:
* Prior knowledge/experience of Risk Management (compliance) within Financial Services.
* Knowledge of FCA/Compliance regulations and requirements.
* Experience managing a busy and varied workload.
* Experience working to deadlines with changing priorities.
* Experience in a busy, dynamic office environment.
* Experience managing individuals and providing training.
Qualifications:
* CII/CISI Level 4 Diploma or working towards it.
* Maintain competence and performance as required by the firm.
* Stay updated on relevant product, legislative, and technical changes.
* Maintain accurate CPD records.
* Regularly review training needs and pursue relevant development courses.
* Set and meet personal performance objectives with the Director.
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