Social network you want to login/join with:
Compliance Manager, Control Room, Ipswich
Client: Lorien
Location: Ipswich
Job Category: Other
EU work permit required: Yes
Job Views:
3
Posted:
06.06.2025
Expiry Date:
21.07.2025
Job Description:
6 Month Contract - Inside IR35 - Investment Banking
Our industry-leading investment banking client is looking for a compliance manager on a 6-month contract, with experience working in a control room in financial services.
Core accountabilities of role:
* Assist in the general management of Control Room tasks, including supervising deliverables and acting as an escalation point for junior team members.
* Manage and control the Watch, Grey, and Restricted Lists and resolve potential conflicts of interest.
* Support the implementation of key control policies and procedures related to control room activities.
* Ensure compliance with regulatory requirements regarding disclosures to authorities like the Takeover Panel and FCA.
* Review and approve research reports to ensure conflicts of interest are managed.
* Identify solutions for business or compliance issues, including complex problem solving.
* Manage medium-sized projects and contribute to strategic initiatives.
* Lead training for junior staff and contribute to committee representations.
* Recommend improvements to monitoring plans and control room effectiveness.
* Contribute to training delivery.
Knowledge, Skills, and Experience:
* Professional qualification and experience in a Compliance role within control room monitoring.
* Knowledge of Compliance principles, control room activities, and relevant regulations including Takeover Panel rules.
* Understanding of Information Barriers and list processes.
* Experience with Investment Research Clearance and UK regulatory framework.
* Strong analytical, decision-making, and risk management skills.
* Ability to work independently with high autonomy and manage time effectively under pressure.
#J-18808-Ljbffr