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Compliance manager

Cardiff
Begbies Traynor Group
Compliance manager
€60,000 - €80,000 a year
Posted: 7 June
Offer description

Job Location: Scotland (Glasgow, Edinburgh, Dundee, Aberdeen)


Job Description


What will you do

Your core focus will be to develop, communicate, train and enforce/ensure compliance with internal and regulatory requirements in our Scottish offices

* Assist in the firm’s existing monitoring activities, ensuring the firm’s obligations to the IPA, ICAS and ICAEW are met.
* Assisting with individual regulatory inspection visits from the IPA and ICAEW, including travel to the reviewing offices where necessary.
* Attend meetings with regulators and draft responses to case review queries and closing reports.
* Supervision of remedial actions/plan of action required following regulatory visits.
* Periodic review of compliance with AML / KYC processes.
* Assisting with iCompliance helpdesk queries in relation to technical matters.
* Assisting in the update and formulation of the firm’s standard documents.
* Ability to provide training and guidance


What will we do?

* Help you grow by supporting you to learn new skills, build technical knowledge, alongside your professional development
* Regularly check in to make sure you’re meeting your personal goals
* Give you the opportunity to build your network across our Group and external stakeholders
* Provide a competitive salary and benefits package


What are we looking for?

* Knowledge and experience of all insolvency processes with a focus and experience on Scottish legislation
* At least CPI qualified (or equivalent)
* Working knowledge of IPS is essential
* Working knowledge of a Document Management System
* Good communication skills, both written and verbal, with strong problem-solving abilities
* Able to build good working relationships with colleagues and partners, and external stakeholders
* Can be based in anywhere in Scotland but ideally close to one of our offices in Glasgow, Edinburgh, Dundee, or Aberdeen
* Open to remote working


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