Compliance Analyst
Asset Management firm
Location: Coventry, United Kingdom
Job Description:
* Support compliance reviews and approvals for financial promotions and marketing materials.
* Assist the Compliance department in implementing the Compliance Monitoring plan and perform monitoring in areas including best execution and market abuse.
* Collaborate with team members on policies, procedures, and compliance issues.
* Perform daily monitoring of client investment restrictions.
* Maintain and update compliance registers.
* Assist in completing and submitting periodic compliance reports and regulatory submissions.
* Advise staff on compliance matters.
* Monitor regulatory developments and keep abreast of changes.
* Assist with compliance-led projects.
* Manage employee conflicts of interest.
Requirements:
* At least 2 years of generalist compliance experience gained in a fund or Asset Manager environment.
Additional details:
* Client: Robert Half
* EU work permit required: Yes
* Location: Coventry, United Kingdom
* Job Category: Other
* Posted: 04.06.2025
* Expiry Date: 19.07.2025
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