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Svp, senior counsel - registered funds

Lincoln
Page Executive
Compliance director
Posted: 1 December
Offer description

Job Description

1. Provide legal counsel on matters related to registered funds, ensuring compliance with the 33 Act and 40 Act.
2. Draft and review legal documents, including fund registration statements and prospectuses.
3. Advise on regulatory filings and corporate governance matters.
4. Collaborate with internal teams to ensure adherence to legal and regulatory requirements.
5. Monitor and interpret changes in securities laws and regulations impacting registered funds.
6. Support fund-related transactions, including mergers, acquisitions, and reorganizations.
7. Provide training and guidance to internal stakeholders on legal and compliance matters.
8. Manage relationships with external counsel and regulatory agencies as needed.



MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

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Home > Jobs > Finance jobs > Compliance director jobs > Compliance director jobs in Lincoln > SVP, Senior Counsel - Registered Funds

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