Job Description
A growing lending and financial services firm is hiring a Compliance Officer, based in London. You’ll sit in a small, hands-on compliance team and work closely with stakeholders across the business, helping embed strong regulatory standards while supporting a fast-moving lending environment. This role offers broad exposure and scope to develop as the business continues to scale.
Responsibilities:
* Oversee compliance monitoring and run compliance reviews and follow issues through to closure.
* Monitor adherence to regulatory requirements and customer outcomes.
* Handle financial crime cases, including PEPs, sanctions and higher-risk matters.
* Support AML and CTF activity, including reviews and reporting.
* Provide practical compliance advice to support day-to-day decisions.
* Coordinate policy updates and mandatory compliance training.
* Report key risks, themes and remediation to senior management.
* Track regulatory change and assess business impact.
Requirements:
* 2–5 years’ compliance experience within an FCA-regulated mortgage or lending firm.
* CeMAP-qualified or equivalent.
* Strong knowledge of mortgage-related FCA regulation.
* Understanding of mortgage advice and distribution models.