We are looking for an enthusiastic individual to join our team of Compliance Business Partners. Working proactively with our client-facing teams, you will be instrumental in supporting the growth and development of the business, in a sustainable manner.
The Role:
1. Ensure quality and proactive engagement with the Relevant Business at all levels, by. attending relevant meetings, and supporting the business in meeting its regulatory obligations. Partner with management in the Relevant Business and foster a collaborative approach to embedding ‘compliance culture’ throughout the business and to support the Three Lines of Defence model.
2. As a representative of the Second Line of Defence, monitor and facilitate the implementation of effective regulatory risk management practices by operational management in the Relevant Business and assist the risk owners in reporting adequate risk related information up and down the organization.
3. Identify and assess compliance and regulatory risks in the Relevant Business, taking into account relevant internal and external sources of data as well as changes to assessments of other risk types.
4. Support the delivery of the annual Compliance Plan for the Relevant Business.
5. Support with the development and delivery of compliance training within the Relevant Business. Partnering with the relevant business to review and challenge the design and structuring of specific transactions, new products, services, operational procedures, operational change and initiatives. Provide challenge and oversight on business management’s assessment and governance of compliance and regulatory risk.
6. Compliance Function ad-hoc strategic or operational projects as requested.
7. Collate and deliver accurate and appropriate compliance metrics and information to appropriate stakeholders in the Relevant Business and the Compliance Function. Compile and deliver compliance records or information requested by internal/external auditors.
8. Foster close relationships with other Functions including Legal, Risk and Internal Audit.
9. Adhoc requests to be managed within quality standards and defined timelines