Compliance Professional - 12 month Fixed term cntract
* Annual Salary: £40,000 - £45,000
* Location: Whiteley, London, or Bath (Hybrid Working 2 Dys in the office and 3 days at home )
* Job Type: Full-time
We are seeking an organised, enthusiastic, and knowledgeable Compliance Professional to join our growing Compliance and Risk team. This role offers the opportunity to work in a fast-paced, collaborative environment, utilising your skills and expertise to deliver outstanding outcomes for our clients.
Day-to-day of the role:
1. Oversee and review complaints, calculating any potential redress to ensure fair treatment of all customers.
2. Manage the allocation of file checks to test the quality of advice given, including tracking to support new advisers in reaching competent status.
3. Support the Training and Competence Framework, including completing annual Fit and Proper assessments.
4. Conduct Financial Promotion reviews to ensure communications are fair, clear, and not misleading.
5. Work on the policy framework, ensuring policies are current and presented to the relevant Boards and Committees for approval.
6. Horizon Scanning for new or updated regulations and assessing potential impacts on the organisation and our clients.
7. Provide adviser support on technical questions an...