Group Overview
The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data through responsible and innovative solutions. We connect clients to superior liquidity and data solutions. The Group operates from more than 60 offices in 27 countries with 5,300 people.
Role Overview
As a member of the EMEA Compliance team, this role supports the Compliance Advisory Senior Managers covering the TPICAP EMEA Functions. The Compliance officer/senior manager works closely with operations and technology divisions to reinforce the compliance culture, advise on conduct of business and regulatory requirements, review and update policies, and provide regulatory advice and strategic compliance support. The role reports to the Head of Compliance in Belfast.
Role Responsibilities
* Act as senior point of contact in Belfast on transaction reporting questions.
* Develop, implement, and maintain compliance policies and procedures for operations and technology functions.
* Lead compliance risk assessments, identify potential non‑compliance areas, and implement corrective actions.
* Provide training and support to staff on compliance matters.
* Prepare and submit compliance reports to senior management and regulators.
* Collaborate with other departments for a cohesive compliance approach across the organization.
* Act as an escalation point for more challenging compliance questions handled by team staff.
* Potential line management responsibilities for junior Transaction Reporting Compliance Officers.
* Represent Compliance in transaction‑reporting meetings and forums.
* Advise on the interpretation of transaction reporting rules across MiFIR, EMIR, SFTR, and REMIT.
* Advise the business on key transaction reporting requirements, including identification of reportable transactions, data collection, and submission processes.
* Stay informed about regulatory updates, communicate changes to stakeholders.
* Develop and deliver training programs on transaction reporting requirements and best practices.
* Act as a point of contact for regulatory bodies and external auditors regarding transaction reporting compliance.
Experience / Competences
Essential
* Working knowledge of UK and EU financial services regime, including FCA Handbook, MiFID II, SMCR, etc.
* In‑depth knowledge of transaction reporting (MiFIR RTS 22, EMIR, SFTR, REMIT).
* In‑depth knowledge of MiFID onboarding processes and client classification.
* Experience in a compliance or operational risk role within Financial Services.
* Excellent communication skills, verbal and written.
* Experience analysing regulations and assessing their business impact.
* Ability to build relationships and communicate effectively with internal and external stakeholders.
* Ability to work well with diverse groups and personalities.
* Experience of wholesale financial markets.
Desired
* Experience in inter‑dealer broking.
* Working knowledge of execution methodologies (Name‑Give‑Up, Matched Principal, Exchange Give‑Up).
* Understanding of risk‑based approaches and assessments, as well as control design and implementation in Risk and Compliance.
Band and level: Manager, 7
Company Statement
We believe that the best innovation happens when diverse people with different perspectives and skills work together in an inclusive atmosphere. We are building a culture where everyone feels welcome and empowered to contribute. Our Employee Network, TP ICAP Accord, supports this mission.
Location
UK – City Quays – Belfast
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