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Client:
Location:
livingston, United Kingdom
Job Category:
Other
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EU work permit required:
Yes
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Job Views:
4
Posted:
26.06.2025
Expiry Date:
10.08.2025
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Job Description:
Does the idea of playing a pivotal role in ensuring great client outcomes and robust risk management in a leading wealth management business sound right for you? If you're passionate about high standards, client care, and regulatory integrity, this opportunity could be the perfect next step.
A Front Office Risk & Control Officer will join our collaborative team, reporting to the Head of Risk & Control. You'll focus on monitoring Suitability across our Discretionary Management and Wealth Planning Services, ensuring compliance with regulatory standards and supporting the business with strategic initiatives and day-to-day risk queries.
You’ll need:
* Degree-level education or equivalent experience
* Experience in discretionary or advisory investment management
* Relevant compliance or industry qualifications
* Strong knowledge of FCA Suitability requirements and conduct rules
* Familiarity with JFSC and SEC guidance
* A strong understanding of investment products and client needs
You are…
* Highly focused on achieving good client outcomes
* Detail-oriented and accurate in your work
* Confident, with strong communication and influencing skills
* Collaborative, with the ability to work across teams
* Proactive and solutions-focused
* Committed to professional standards and regulatory excellence
The good stuff…
* A values-driven, client-centric culture
* The chance to influence best practices and drive improvements
* Exposure to senior stakeholders and strategic initiatives
* Ongoing professional development and training opportunities
* Competitive salary and benefits package – Hybrid working
Does this sound like you? Then we want to hear from you. Please get in touch today.
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