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Client due diligence analyst, kyc, aml, investment management

London
Investment manager
£45,000 a year
Posted: 16 May
Offer description

TheCompany: AhighlycredibleFinancialAdvisory&InvestmentManagementfirmbasedintheCityOfLondon. TheRole: This role is a 6 month FTC TheClientDueDiligenceAssociatewillplayakeyroleinsupportingtheAMLandOnboardingdepartment. TheClientDueDiligenceAssociatewillensurethatCustomerDueDiligenceandClientPeriodicReviewsareconductedeffectively,fornewcustomersandensurethatthecompanysAnti-FinancialCrimepoliciesandallotherrelevantapplicableregulatoryrequirementsarecompliedwith. EnsurethatappropriateClientDueDiligence,KYCandAMLchecksarecarriedoutonallnewInvestmentManagementclients/customersinaccordancewithpoliciesandprocedures. TheClientAssociateDueDiligencewillensurethatappropriateclientdocumentationisissuedtoallnewcustomers. ProvideadviceandassistancetotheFront-Officeontherelevanton-boardingpoliciesanddocumentationrequirements. ConductanalysisandduediligenceofreceivedAML/Sanctionscreeningalertsandrecognisehighriskfiles,PEPs,adverseinformation,reputationalriskandothercompliance/financialcrimerisktriggers-undertakeenhancedclientduediligenceonthesefilesandescalatewherenecessary. TheClientDueDiligenceAssociatewillsupporttheMLROinwideraspectsofKYC,ClientOnboardingandFinancialCrimeprevention,includingAnti-MoneyLaundering(AML),Anti-BriberyandCorruption(ABC),Sanctions,TaxComplianceandCounterTerroristFinancing(CTF). TheCandidate PreviousAML/KYC,Clientonboarding/ClientDueDiligenceexperience,preferablywithinaninvestmentmanagementfirm. SomeexperiencewithJerseybasedclientswouldbehelpful. ExperienceofworkingwithinaClientOnboarding/Compliance/FinancialCrime/withexposuretoMoneyLaundering,SanctionsandHigh-RiskMarkets. KnowledgeofEUandUKFinancialServicesRegulation,MiFID,JMLSG;MoneyLaunderingRegulationsQualificationandSkills.

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