Overview
Key Duties (Including but not limited to):
1. Shaping regulatory strategy – Define and develop the FCA Conduct Regulation and Financial Crime strategy in collaboration with the Head of Compliance and Risk Director
2. Regulatory guidance – Provide expert interpretation of FCA regulations, ensuring the business remains compliant and up to date with market practices
3. Stakeholder management – Act as the primary point of contact for the FCA, coordinating regulatory interactions and ensuring successful outcomes
4. Governance and oversight – Lead compliance consultancy and financial crime planning, reporting, and assurance to support business risk management and decision-making
Qualifications required:
5. Professional qualification in a relevant discipline (e.g., Chartered Insurance Institute (ACII), Financial Crime Diploma).
Experience required:
6. Significant Senior Management experience in a regulatory or compliance role within financial services/insurance
7. Extensive knowledge of FCA Conduct Regulation and compliance best practices, across general insurance and financial services.
8. Experience in financial crime prevention and risk management within insurance or financial services.
9. Ability to interpret and apply FCA Handbook requirements to business operations.