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Financial advisor/compliance officer

Brook Street
Compliance officer
Posted: 20 August
Offer description

Our client, a respected investment management and financial advisory firm based in Swansea, is seeking a diligent and proactive Compliance Officer to support their compliance function. This is an excellent opportunity for a compliance professional to contribute to maintaining the firms integrity, managing regulatory risks, and ensuring adherence to financial services regulations.

The information below covers the role requirements, expected candidate experience, and accompanying qualifications.

This is a part-ti

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