Job Description
The Compliance Consulting Analyst will support members of the consulting team in delivering market leading AML support for clients with work of both an ongoing and project-based nature.
Client work will include delivery of AML onboarding of Client investors and investments, as well as providing wider AML compliance consultancy. Clients will be varied across investment management, wealth management, corporate finance, broking and fintechs.
Day-to-day activities include:
* Perform AML/KYC processes including onboarding & periodic reviews on clients and investors in accordance with scheduled cycles ensure compliance relevant AML/CFT regulations.
* Complete key process controls including name screening, risk assessments within established timelines, source of wealth & funds and KYC documents are up to date and properly recorded.
* To provide independent recommendations to mitigate the identified risks across the existing client book where necessary, and/or be responsible for escalating the findings to the necessary stakeholders.
* To perform management reporting on key statistics and status updates in an efficient manner.
* Be the point of contact for clients and stakeholders to collect due diligence documents including periodic reviews and provide timely response to client.
* Review PEP alerts and conduct initial and ongoing Enhanced Due Diligence (EDD) where appropriate.
* The drafting of new collateral for the consulting team
* Assistance in the preparation of compliance training slides
* Involvement in regulatory research for both client queries and upcoming regulatory requirements, including the drafting of thought leadership publications
Please note that we are unable to offer sponsorship for this vacancy.
Qualifications
* Industry-recognised qualification in Anti-Money Laundering, Financial Crime, or Customer Due Diligence (e.g. ICA, CAMS) preferred but not essential.
* Experience conducting periodic and trigger reviews, particularly for complex corporate structures (e.g. funds, trusts)
* Proven ability to communicate directly with clients and apply professional curiosity in due diligence.
* Strong written and verbal communication skills.
* Proficient in Microsoft Office.
* Comfortable working to tight deadlines and managing competing priorities.
* Desire to work in a dynamic, fast-growing company with the benefits of being part of a broader global Group serving blue-chip clients.
Additional Information
Our commitment to you and the environment
Sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining long-term relationships with all our stakeholders – including our employees, clients, and local communities – while also reducing our impact on our natural environment.
There is always more we can, and should do, to improve – whether in relation to our people, our clients, our planet, or our governance. Our ongoing success as a business depends on our sustainability and agility in a changing and challenging global landscape. We’re committed to fostering an inclusive, equitable and diverse culture for our people, led by our Diversity, Equity, and Inclusion steering committee.
Our learning and development programmes and systems (including PowerU and MyCampus) enable us to invest in growing our employees’ careers, while our hybrid working approach supports our employees in achieving balance and flexibility while remaining connected to their colleagues. We want to empower our 5,800+ employees - from 94 nationalities, across 25 countries - to each achieve their potential. Through IQ-EQ Launchpad we support women managers launching their first fund, in an environment where only 15% of all private equity and venture capital firms are gender balanced.
We’re committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients’ sustainability and success leads to our sustainability and success. We’re emotionally invested in our clients right from the beginning.