Client Onboarding KYC Associate
Our client is a Global Financial Markets Trading Company, based in the compliance onboarding team of a global broking organisation. We are looking for someone with five years KYC and AML experience within the financial markets.
It would be highly preferred that you have a background onboarding both Clearing and Execution clients within the exchange traded futures and option arena.
Duties and Responsibilities
* Forensic review of client documentation in conjunction with FCA Know Your Customer and Anti-Money Laundering Rules.
* Diligent preparation of client application packs for Anti-Money Laundering, Compliance, Credit and Risk review.
* Support and assist the firm’s Management on client applications and documentation requirements.
* Liaise with the sales teams to resolve account application questions and issues.
* Liaise with clients to resolve account application questions and issues.
* Ensure creation and maintenance of accurate client information and static data on internal systems.
* Assist with project work when required.
* Other duties as assigned.
Experience & Skills Required
* 2 years progressive experience with industry rules and regulations.
* Ability to use internal and external systems, including prior experience of DOCS system would be useful.
* Effective communication skills both written and verbal for assisting in client and internal requests.
* Ability to be self-motivated, organised and to ensure work is completed in a timely manner with deadlines met.
* Strong organisational and analytical skills essential.
* Good team player.
* Bachelor’s Degree in Business or equivalent industry experience.
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