Job Description
Coopman Search and Selection are currently partnered with one of the most exciting global hedge funds who are looking to hire a Compliance Officer. The role will report in directly into the Compliance Director and form part of a larger team.
In this role you will be acting as the primary contact for any US Compliance regulatory matters, this position, plays a crucial part in providing guidance and ensuring adherence to applicable regulatory requirements, leading the US/UK periodic regulatory filing framework and the running of daily central and operational compliance activities
Key Responsibilities:
1. Undertake all Central and Operations Compliance related activities
2. Manage US regulatory framework
3. Support External investment programme & Operational Due Diligence processes, including AML compliance
4. Ensure relevant Compliance legal and regulatory obligations have been adhered to
5. Operate Core Compliance programme on daily basis (PAD, OBI, Conflicts, Gifts and Entertainment)
6. Providing advice, guidance and support to Employees in relation to any central and ops compliance related queries
7. Organise & present Compliance Induction training
8. Manage weekly New Joiner and Leaver processes, including but not limited to monitoring completion of employee certifications for new joiners and existing staff...