Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying £38 000 - £48 000 DOE
The company provides vendor and equipment finance in the Technology, Transport, Industrial & Construction (TIC), Medical, Public Sector and Agriculture markets.
Specific Responsibilities:
Compliance Awareness
Attend and contribute to the monthly Compliance Team meeting; discussing topics relevant to team and company to ensure we are promoting the values of the Company leadership model.
In this role, you will report directly to the Deputy MLRO to ensure the management of all risks in relation to money laundering and terrorist financing.
Responsibilities:
1. Day to day customer due diligence (CDD) and know your customer (KYC);
2. KYC on suppliers;
3. Performing world-Check, FORCES and media searches;
4. Liaise with Deputy MLRO re: escalated transactions, answering queries as required;
5. Escalating transactions to Paris Compliance where required, including research undertaken, system notes, completion of escalation form(s) and use of group tools for reporting;
6. Liaise with Sales teams and Line of Defense 1 (LOD1) to obtain KYC/CDD information, as required;
7. Assist Risk team with CDD particularly the identification of Beneficial Owners; Negative news; P...