Job Description
Job Title: Business Assurance Analyst
Location: City of London, UK (Hybrid working)
Salary: £60,000 - £67,500 per annum DOE, plus 2 discretionary annual bonuses and excellent benefits.
Our client, based in the heart of the City of London, is seeking a meticulous and knowledgeable Business Assurance Analyst. The successful candidate will play a pivotal role in ensuring that all financial and investment advice provided to clients aligns with regulatory standards and internal guidelines. This is an excellent opportunity for a detail-oriented individual with a strong background in financial planning and regulatory compliance.
Key Responsibilities of the Business Assurance Analyst:
* Review suitability reports pertaining to money purchase pensions, ISAs, General Investment Accounts, investment bonds (onshore and offshore), and trusts, ensuring adherence to Financial Conduct Authority (FCA) regulations and internal standards.
* Proactively engage with internal stakeholders to gather additional information and clarification when necessary.
* Provide comprehensive feedback to report writers and address any follow-up inquiries.
* Collaborate with the Training Program Manager to identify areas for improvement and development within the advice team.
* Initiate discussions on potential process enhancements with management and senior leadership.
* Participate in roundtable meetings with report writers to analyze review findings and propose actionable recommendations for improvement.
Qualifications needed for the role of Business Analyst:
* University graduate or equivalent combination of education and experience.
* Level 4 qualified with a Diploma in Financial Planning/Regulated Financial Planning.
* Chartered status or Level 6 qualification would be advantageous, along with AF3/G60 PTS qualification.
* Exceptional understanding of financial planning principles, particularly in pension planning.
* Proficient knowledge of the FCA's COBS requirements for suitability.
* Previous experience in reviewing files containing personal recommendations for retail clients.
* Ability to articulate complex issues effectively, both in writing and face-to-face.
* Strong interpersonal skills with a focus on delivering efficient, professional, and courteous service.
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