Job Title: Compliance Officer - Financial Services
Location: Birmingham (Onsite, 5 days per week)
Contract Type: Temp to Perm
Start Date: Immediate (subject to DBS clearance - approx. 2-3 days)
Job Title: Compliance Officer - Financial Services
Location: Birmingham (Onsite, 5 days per week)
Contract Type: Temp to Perm
Start Date: Immediate (subject to DBS clearance - approx. 2-3 days)
About the Role
We are seeking a proactive and detail-oriented Compliance Officer to join our financial services team. This role is critical in ensuring the business adheres to regulatory requirements and manages financial risk effectively. You will work closely with internal stakeholders to maintain compliance frameworks and mitigate risk across all operations.
Key Responsibilities
1. Monitor and enforce compliance with financial regulations and internal policies.
2. Identify, assess, and report on financial risks within the business.
3. Develop and maintain compliance documentation and risk registers.
4. Conduct regular audits and reviews to ensure adherence to regulatory standards.
5. Liaise with regulatory bodies and respond to compliance queries.
6. Provide guidance and training to staff on compliance and risk management.
7. Su...