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Regulatory Oversight & Controls Manager - SIPP, warrington, cheshire
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Client:
Mason Blake
Location:
Job Category:
Other
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EU work permit required:
Yes
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Job Views:
2
Posted:
22.08.2025
Expiry Date:
06.10.2025
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Job Description:
Senior Regulatory Governance & Pension Oversight Specialist
Location: Manchester (Hybrid - 3 days a week
A leading investment management firm is seeking an experienced Senior Specialist to join their Regulatory Governance & Pension Oversight team. This is an exciting opportunity to take ownership of internal control frameworks, lead cross-functional initiatives, and act as a subject matter expert across regulatory and pension-related governance.
Key Responsibilities:
* Lead the development, implementation, and enhancement of internal control frameworks across regulatory and pension functions.
* Act as a key point of contact for pension oversight and governance-related matters, offering subject matter expertise across the business.
* Design and implement efficient, data-led control and governance tools to enhance oversight capabilities.
* Collaborate with internal stakeholders and outsourced partners to drive automation, efficiency, and robust operational controls.
* Maintain strong working knowledge of FCA, HMRC, and TPR regulations related to pensions and tax wrappers.
* Lead risk event assessments, manage breach reporting, and ensure governance activities are documented to a high standard.
* Provide insight, support, and training to internal teams and represent the function at internal and external forums.
Key Requirements:
* SIPP and Pensions knowledge is a must
* Minimum 5 years’ experience within financial services, ideally in asset management or within a retail investment platform environment.
* Solid understanding of UK pensions regulation, retail platform operations, and governance frameworks.
* Previous exposure to internal controls, risk management, or audit functions.
* Demonstrable experience of managing complex operational or governance-based projects.
* Strong communication and stakeholder management skills.
* Highly proficient with Microsoft Office; data analysis and reporting experience a plus.
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