Job Opportunities in London
Quick Registration: First Name *, Last Name *, e-mail *, Phone *, Sector Location
Our client is a prominent firm in the financial sector based in London.
Available Positions:
* Client Onboarding KYC Associate: 5 days a week in London
* Administration Assistant – Financial Services
Additional details:
* Date: 18 Aug 2023
* Sector: FINANCIAL MARKETS
* Type: Permanent
* Location: London
* Salary: £70,000 - 75,000 per annum
* Email: duncan@taylorjamesresourcing.com
* Ref: db3485
We are seeking candidates with experience in Transaction/Trade Reporting, including:
* Take Over and Mergers Reporting
* MiFID Transaction Reporting
* Shareholder Reporting
* Issuer Holding Requests
* Short Selling Reporting
* Knowledge of regulations such as MiFID, EMIR, AIFMD, and the Transparency Directive
The role involves implementing transaction reporting procedures in the London office, overseeing back-office controls, ensuring regulatory compliance, maintaining exchange memberships, and updating product information.
Key responsibilities:
* Liaising with broking desks on IT, Compliance, and Client matters
* Understanding broker commissions
* Ensuring back-office coverage and trade reporting accuracy
* Supervising error handling and escalation processes
* Overseeing trade submissions and reconciliation
* Coordinating team training sessions
* Maintaining exchange memberships and updating product systems
* Ensuring compliance with post-Brexit regulations
Additional duties include preparing reports for desk meetings, updating promotional policies in line with compliance, liaising with Credit Control, and resolving payment issues.
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