Compliance Manager – Control Room
Industry: Investment Banking
Location: London (Hybrid – 2-3 days/week in office)
Rate: £500–600/day (Inside IR35)
Our client, a leading player in the investment banking sector, is seeking a Compliance Manager (VP level) to join their UK Control Room team. This role supports the management of material non-public information and conflict of interest controls across private side activities including Global Banking, Capital Markets, and FIC.
Key Responsibilities:
* Manage Watch, Grey, and Restricted Lists
* Oversee research clearance and regulatory disclosures
* Lead training and support junior staff
* Drive improvements in control room procedures and monitoring
* Provide expert compliance advice and contribute to strategic projects
Requirements:
* Proven experience in a control room compliance role
* Strong knowledge of UK regulatory frameworks, Takeover Panel rules, and investment research clearance
* Excellent analytical, communication, and stakeholder management skills
This is a non-management role with high autonomy and strategic impact.