A prestigious UK law firm based in the West Midlands is seeking a Head of Compliance / Compliance Manager to join its team.
This newly created position offers an excellent opportunity for a candidate with prior risk and compliance experience who is looking for a broad, hands-on role. The successful candidate will play a key part in shaping the firm's compliance function and will benefit from significant scope for long-term career development.
The Head of Compliance / Compliance Manager will be responsible for overseeing the firm's compliance framework to ensure adherence to relevant legal, regulatory and professional standards, including SRA rules and wider legislative obligations.
Key Responsibilities for the Head of Compliance / Compliance Manager role:
* Act as the primary point of contact for internal compliance queries, providing practical and risk-based advice to partners and staff.
* Develop, implement and review internal policies and procedures to ensure compliance with applicable regulations and professional standards.
* Monitor and interpret developments in regulatory requirements and coordinate firm-wide implementation of necessary changes.
* Oversee the firm's compliance obligations under the SRA Standards and Regulations, particularly relating to conflicts, confidentiality, and conduct.
* Support with due diligence for lateral hires, client onboarding, and supplier/third-party reviews, particularly in relation to AML and sanctions compliance.
* Lead compliance training initiatives.
* Support the firm's regulatory filings and professional indemnity insurance renewals.
* Conduct internal audits and risk assessments, reporting findings and recommending remedial action where necessary.
* Participate in client tenders and panel applications by providing compliance-related documentation and assurance.
Qualifications and Skills:
* Significant experience in a compliance or risk role within a UK law firm or professional services environment.
* Strong working knowledge of the UK legal and regulatory environment affecting law firms.
* In-depth understanding of the SRA Standards and Regulations.
* Excellent communication and interpersonal skills; able to liaise confidently with staff at all levels.
If you are an experienced professional with a passion for risk management and a commitment to maintaining the highest regulatory standards, we encourage you to apply for the Head of Compliance / Compliance Manager