I am looking for an experienced Control Room VP for a leading investment bank. The role involves managing global compliance controls, overseeing research clearance, and advising on complex regulatory and conflict matters.
Responsibilities:
* Oversee and support all Global Control Room responsibilities and compliance functions
* Manage research clearance, wall-crossing, and restricted lists
* Develop and enhance global compliance policies and procedures
* Provide regulatory advice to business lines and senior stakeholders
* Participate in industry discussions and represent the firm on control room matters
* Deliver high-quality reporting and support global compliance leadership
Requirements:
* Significant experience within a Control Room at a global investment bank
* Strong understanding of capital markets and advisory transaction structures
* Expert knowledge of international regulatory frameworks and expectations
* Exceptional communication and documentation skills at senior level
* Proven ability to work autonomously and manage competing priorities
* Analytical, pragmatic, and adaptable approach with sound decision-making skills