Compliance Officer
South Yorkshire (office-based)
Salary: £30,000 – £35,000
Our client is a high-growth, award-winning consumer finance lender that’s scaling fast, breaking records monthly, and building a reputation for doing things the right way. They partner with a large network of national suppliers and are known for their human approach, strong culture, and serious growth trajectory.
As the business expands, they’re creating a brand-new role to strengthen regulatory controls and support their next phase of growth. This is FCA regulatory oversight of introducers and brokers.
The Role
* Lead risk-based reviews and audits of suppliers, introducers and principal brokers
* Verify FCA permissions, training, scripts, policies and customer-facing processes
* Review call recordings and advertising to ensure compliant introductions
* Monitor financial stability via CreditSafe, complaints and conduct data
* Support supplier onboarding with second-line checks
* Produce clear reporting for governance forums and senior stakeholders
* Build strong relationships while confidently challenging when needed
About You
* Background in financial services compliance, risk, audit or oversight
* Strong working knowledge of FCA regulation (e.g. CONC, PRIN, SYSC, SUP 12)
* Comfortable analysing financial information and conduct risks
* Confident communicator who can influence senior stakeholders
* Proactive, detail-driven, and able to work independently
Why Join?
* Be part of a genuinely people-focused, fast-scaling lender
* Join a business that’s hitting milestone after milestone and investing heavily in its future
* Shape and own a brand-new oversight function
* Real long-term progression as the supplier network and the oversight team grows
* £30–35k salary + discretionary bonus, pension, on-site parking
Apply Now
If you want to make your mark in a high-growth, values-driven finance business while owning a critical regulatory role, we’d love to hear from you