Compliance Monitoring Manager
Meraki Talent’s Financial Services client are looking for a Compliance Monitoring Manager to join their team on a permanent basis.
Responsibilities of the Compliance Monitoring Manager:
-Provide oversight of first line activities by carrying out monitoring activities driving actions to make improvements
-Design the annual compliance monitoring plan and oversee agreed monitoring activities, including scoping, fieldwork, documentation and reporting
-Assist in annual compliance reviews and risk assessments
-Provide compliance advice to the business around compliance monitoring, compliance standards and processes
Background of the Compliance Monitoring Manager:
-Experience working in a compliance role within Financial Services
-Strong exposure to completing compliance monitoring reviews
-Knowledge of the FCA handbook and the financial services regulatory framework
-Strong communication and stakeholder management skills