Are you an ambitious, detail-oriented individual with a passion for financial planning? We are looking for a dedicated and driven Paraplanner to join a team of Financial Planning experts, working at a National IFA in the heart of Wakefield.
This is a fantastic opportunity for someone looking to advance their career in financial planning, work closely with experienced Financial Planners, and gain exposure to investment strategies and compliance-related activities. This company will support you with your exams and progress towards Financial Advisory status.
Collaborate with a nominated Financial Planner(s) to ensure client files are compliant and suitability reports are well-crafted.
Prepare and complete annual suitability review letters, addressing any queries or concerns with the Financial Planner(s).
Assist in maintaining research for the firm’s central investment proposition alongside the Investment Committee and Paraplanning Supervisor.
Maintain accurate data within the firm’s CRM system.
Act as the primary point of contact for a nominated Financial Planner(s), providing regular updates on the progress of each case.
Ensure client files are fully compliant by verifying that all paperwork is present and accurate, risk profiles are determined, and client circumstances are documented.
Conduct research independently and with the Financial Planner to identify the best solutions for clients' needs.
Assess the suitability of clients’ existing portfolios, considering factors like asset allocation, risk profile, costs, and performance.
Prepare draft suitability reports based on the agreed recommendations, ensuring all research and documentation meet FCA and regulatory requirements.
Support the completion of ad-hoc tasks and maintain positive relationships with colleagues across departments.
Level 4 Financial Planning Diploma (CII preferred, but not essential).
~2+ years’ experience working as a Paraplanner.
~ Proficient in Microsoft Office (Excel, Word, Outlook).
~ Intelligent Office expertise (Desirable)
~ Experience in working remotely and maintaining strong working relationships with remote colleagues.
Starting salary of up to £40,000 + Company Bonus scheme
Hybrid working week rotation
Option to purchase additional holiday
Social events and smart spending retail/incentive schemes
If you are a motivated individual with a passion for providing excellent administrative support within the financial services industry, we would love to hear from you!