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Advice quality assurance technician

Bromsgrove
AFH Wealth Management
Quality assurance technician
€40,000 a year
Posted: 4 May
Offer description

An opportunity to join AFH Wealth Management, one of the UK’s leading independent financial advisory and wealth management firms. We are looking for those of you who wish to grow with us as a business and support our strong growth plans. This is a full‑time, permanent opportunity with a competitive salary and a range of benefits.


Responsibilities

* Deliver informative and constructive feedback to IFA’s following advice quality assessment.
* Handle day‑to‑day advice and regulatory queries from other departments, undertaking research where necessary to provide informed responses.
* Process new business concessions, ensuring accurate and timely recording.
* Assist with past‑business auditing in relation to FCA Thematic Reviews, as directed by Risk and T&C.
* Support Risk and T&C in the periodic assessment of an adviser’s eligibility for CAS.
* Maintain understanding of the firm’s Advice Guidance to support suitable advice delivery.
* Maintain a good level of knowledge and technical understanding of all financial planning concepts and regulatory focuses through completion of annual CPD.
* Adhere to all requirements of the applicable T&C Scheme, demonstrating the ability to support Customer Care functions where necessary.


Qualifications

* Diploma in Financial Planning as a minimum qualification requirement.
* Willingness to take further qualifications relevant to the role.
* Demonstrated knowledge and experience in personal financial planning.
* Experience in an IFA environment.
* Good communication skills, with the ability to provide constructive feedback.
* High standard of written and numerical skills.
* Strong report‑writing skills.
* High level of accuracy and attention to detail.
* Aptitude in Microsoft Office; knowledge of Xplan preferred but not essential.
* Ability to work with minimal supervision and meet deadlines.


Benefits and Perks at AFH

* Flexible working and holiday allowance with an annual buy‑and‑sell scheme and birthday off, plus additional holiday days for long service.
* Social perks, including annual Christmas and summer parties.
* Pension scheme with Royal London and death‑in‑service benefit.
* Discretionary annual bonus, following completion of a year’s service.
* Health and wellbeing offers via the MediCash app, including discounted health club memberships and free healthcare benefits.
* Professional development through tailored learning and development programmes.
* Shopping discounts and cashback on everyday purchases, and free online training courses.
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