Job Description
About Pinnacle Wealth
Pinnacle Wealth Management LLP was established in 2013 to help people and businesses achieve their true lifelong ambitions, as well as to support talented individuals struggling to find an opportunity in wealth management.
Since then, Pinnacle has grown to be a highly successful UK wealth advisory firm. Our advisers continue to help thousands of people and businesses to achieve the goals that are most important to them in life.
Main Purpose of Job
The Paraplanning & Compliance Administrator will provide administrative support to the Paraplanning and Compliance team, ensuring New Business applications and/or CYCs are effectively processed in a complaint and timely manner.
To liaise with and guide Financial Advisers to ensure that business submitted is compliant with St. James’s Place and Pinnacle Wealth Management’s quality standards.
Key Responsibilities of the Job
1. Process client applications including suitability letters and continuation letters in a timely manner.
2. Track and report the progress of applications to relevant stakeholders.
3. Investigate and respond to Adviser queries.
4. Ensure initials and rechecks are accurately completed within turnaround times, minimising adviser re-requests to avoid delays.<...