Head of Compliance
Kennedy Pearce London, United Kingdom Apply now Posted 1 day ago Hybrid Job Permanent $140k - $150k
Head of Compliance
Kennedy Pearce London, United Kingdom Apply now
We have been mandated by a global derivatives trading house to identify a new Head of Compliance/MLRO for their London business.
Duties and Responsibilities of Head of Compliance:
* Providing full regulatory oversight including owning the relationship with the FCA
* Maintaining and enhancing internal Compliance frameworks
* Updating policies and providing business-wide training
* Overseeing the new client KYC on-boarding process
* Overseeing all monitoring and reviews
* Leading global team projects and providing strategic initiatives and direction.
* Managing and mentoring a small team.
Attributes and Requirements for Head of Compliance
You will ideally come from a securities trading or electronic trading background and you must have strong working knowledge of derivatives and Exchange rules. Salary: £150K plus bonus, benefits and hybrid working.
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