Our client is a leading financial services firm committed to upholding the highest standards of integrity and compliance. They are dedicated to creating a secure and transparent environment for clients and employees.
They are seeking a highly skilled Conduct Risk Lawyer to join their dynamic legal team. The ideal candidate will have a strong background in regulatory compliance, risk management, and financial services law. This role is pivotal in ensuring the company adheres to regulatory standards and mitigates conduct-related risks.
Key Responsibilities:
* Provide expert legal advice on conduct risk issues, regulatory requirements, and compliance strategies.
* Develop and implement policies and procedures to manage and mitigate conduct risks.
* Monitor and interpret regulatory changes and advise on their impact on the organization.
* Conduct risk assessments and audits to identify potential compliance issues.
* Collaborate with cross-functional teams to promote a culture of compliance and ethical behavior.
* Represent the company in regulatory inquiries, investigations, and proceedings.
* Prepare and deliver training programs on conduct risk and compliance for staff at all levels.
* Draft and review contracts, policies, and other legal documents to ensure compliance with regulatory standards.
* Liaise with external legal counsel and regulatory bodies as necessary.
Qualifications: