Senior Compliance Monitoring and Testing Officer:
Our Client, a Leading Quant Hedge Fund, are looking for an experience Compliance Monitoring and Testing professional to join their team, and lead on the build up and build out of their Monitoring Program on a GLOBAL scale.
Key Responsibilities:
* Lead the Compliance Monitoring Programme (CMP) and support the development of a global testing function
* Act as a key point of contact for compliance testing activities across jurisdictions
* Deliver thematic reviews and targeted testing, ensuring timely remediation of identified gaps
* Partner with Investment teams to understand new processes and asset classes, and enhance the CMP accordingly
Key Requirements:
* 8+ years’ experience in compliance monitoring and testing within a hedge fund or asset manager.
* Strong knowledge of investment compliance requirements and global regulatory frameworks (e.g. MiFID, AIFM)
* Proven experience executing and enhancing compliance monitoring programmes and control frameworks
This is a permanent role based in London, and will be fully on-site.