We are looking for an experienced Compliance professional to take a leading role in ensuring robust regulatory oversight across a growing financial services business. With a focus on consumer credit, you will shape and deliver the compliance monitoring framework, provide regulatory guidance to senior stakeholders, and play a key role in maintaining a strong risk and compliance culture.
This is an excellent opportunity for someone with proven consumer credit experience who is ready to step into a senior position with visibility at Board and Committee level.
Key Responsibilities
* Lead the delivery of the Compliance Monitoring Plan, producing detailed reports and ensuring timely resolution of issues.
* Provide expert guidance on consumer credit regulation, Consumer Duty, AML and financial crime.
* Conduct regulatory horizon scanning, assessing impact and supporting implementation of new legislation.
* Draft and update compliance policies, frameworks, and procedures to ensure alignment with FCA requirements.
* Oversee regulatory reporting to the FCA and respond to ad-hoc queries.
* Provide compliance input on strategic business change and transformation projects.
* Manage and oversee complaints handling, risk events, and due diligence on third parties.
* Support the design and delivery of compliance training across the business.
* Prepare MI and regulatory updates for governance committees and the Board.
* Act as a trusted advisor to senior stakeholders, influencing decisions with a strong compliance perspective.
About you
* Significant experience in risk and compliance within FCA-regulated financial services, with a strong focus on consumer credit.
* Proven track record in compliance monitoring and assurance work.
* Strong knowledge of Consumer Duty, AML and financial crime obligations.
* Confident interpreting regulation and translating it into clear business guidance.
* Excellent communication skills, with the ability to influence at senior stakeholder level.
* Proactive mindset with strong attention to detail and sound judgment.
InterQuest Group is acting as an employment agency for this vacancy. InterQuest Group is an equal opportunities employer and we welcome applications from all suitably qualified persons regardless of age, disability, gender, religion/belief, race, marriage, civil partnership, pregnancy, maternity, sex or sexual orientation. Please make us aware if you require any reasonable adjustments throughout the recruitment process.
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