Job Description
Compliance Assurance OfficerLocation: LondonSector: Lloyd’s / London Market InsuranceContract: PermanentA Lloyd’s Managing Agency is seeking an experienced Compliance Officer to join its growing Compliance function. This is a key role supporting the delivery of a robust compliance and assurance framework across a Lloyd’s syndicate platform.Reporting into senior Compliance leadership, you will play a central role in underwriting governance, conduct risk, financial crime assurance and regulatory reporting, within a highly regulated Lloyd’s environment.Key Responsibilities
* Support the ongoing development and operation of the Compliance Framework and Annual Compliance Plan
* Lead the delivery of the Underwriting Governance Assurance Plan
* Support conduct risk and financial crime assurance activity
* Act as the first point of contact for underwriting governance queries
* Produce Compliance MI and reporting for senior management and committees
* Support Product Oversight, Deal Review and Regulatory Reporting forums
* Assist with complaints oversight, Lloyd’s attestations and regulatory reporting
* Maintain key compliance logs (breaches, regulatory correspondence, horizon scanning)
* Support SMCR, Fit & Proper processes and Compliance training activity
* Ensure policies and procedures remain current and aligned with regulatory expectations
About YouYou will bring strong Compliance or Assurance experience from within the London insurance market, ideally within a Lloyd’s Managing Agency or syndicate environment.Essential experience:
* 3+ years’ experience in Compliance, Risk, Internal Audit or External Audit within Insurance
* Good knowledge of Lloyd’s, FCA and PRA regulatory frameworks
* Experience covering underwriting governance & conduct risk
* Excellent analytical, organisational and stakeholder management skills