Job Description
Our client is a global City-based stockbroker who offer corporate finance and brokerage services to a diverse client-base. They are looking for a Compliance Manager to support the Head of Compliance/MLRO in a non-leadership role.
Duties & Responsibilities of a Compliance Manager
You will maintain the operational effectiveness of internal controls, provide training and update policies, review complaints and regulatory developments, undertake regulatory reporting, conduct internal reviews and gap analyses, collate MI on findings and deal with AML and SM&CR issues.
Attributes and Background of a Compliance Manager
You will have a brokerage or corporate finance background with both Compliance and Financial Crime experience. Salary: £60K plus bonus and benefits. Hybrid working potential but negotiable. Please contact me for more details.
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